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Securities Underwriting & Dealing Subsidiaries
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013).
Complete Metadata
| bureauCode |
[ "920:00" ] |
|---|---|
| identifier | FRBCNA20 |
| landingPage | https://www.federalreserve.gov/supervisionreg/suds.htm |
| programCode |
[ "920:000" ] |
